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Assistant Manager to Manager, General Compliance

Posting Date:  Jan 27, 2023

Hong Kong, HK

Employment Status:  Permanent
Department:  Compliance and Legal Department
Job Description: 

Job Summary

Job Responsibilities

Job Descriptions:

  • Act as the contact point of regulatory and law enforcement bodies
  • Handle regulatory enquires & inspections and general compliance matters
  • Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, new services/products, DPS requirements, outsourcing initiatives)
  • Conduct gap analysis to assess the Bank's compliance with regulatory requirements
  • Prepare regular and ad-hoc compliance reports to the Management and our Head Office
  • Develop, maintain and implement compliance plans, manuals, policies and procedures
  • Handle ad-hoc tasks assigned.



  • University graduate preferable in Banking, Accounting, Law or relevant disciplines
  • Minimum 3 years of working experience in banking compliance role, preferably with exposure across wholesale banking business
  • Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data
  • Good analytical and communication skills
  • Responsible, proactive with attention to details and be able to work independently
  • Conversant in MS Office Applications
  • Good command of both written and spoken English and Chinese including Putonghua


- Bachelor Degree or above

Knowledge & Skills