Assistant Manager to Manager, General Compliance

Job Summary

Job Responsibilities

Job Descriptions:

• Act as the contact point of regulatory and law enforcement bodies
• Handle regulatory enquires & inspections and general compliance matters
• Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, new services/products, DPS requirements, outsourcing initiatives)
• Conduct gap analysis to assess the Bank's compliance with regulatory requirements
• Prepare regular and ad-hoc compliance reports to the Management and our Head Office
• Develop, maintain and implement compliance plans, manuals, policies and procedures
• Handle ad-hoc tasks assigned.

Requirements:

• University graduate preferable in Banking, Accounting, Law or relevant disciplines
• Minimum 3 years of working experience in banking compliance role, preferably with exposure across wholesale banking business
• Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data
• Good analytical and communication skills
• Responsible, proactive with attention to details and be able to work independently
• Conversant in MS Office Applications
• Good command of both written and spoken English and Chinese including Putonghua

Education

Knowledge & Skills