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Senior Officer to Deputy Manager, Corporate and Institutional Banking Compliance

Posting Date:  Jan 8, 2023

Hong Kong, HK

Employment Status:  Permanent
Department:  Financial Crime Compliance Department
Job Description: 

Job Summary

Job Responsibilities

· Serve as the primary interface between Financial Crime Compliance and the corporate/ institutional banking business units on all financial crime related topics.
· Review the customer risk assessment forms submitted by the business units.
· Assist in the establishment of the Bank’s FCC compliance procedures relevant to the corporate/ institutional banking business units, covering any new laws or change of laws and regulations affecting the businesses.
· Supporting business units’ implementation and delivery of the Bank’s various FCC compliance requirements.
· Ensure the business activities are compliant with the Bank’s relevant regulatory FCC compliance policies standards.


Work experience and Qualifications:
· Minimum of 3 years of professional working experience in financial services.
· Experience advising or working in an in-house compliance function with a focus on delivering a robust FCC program within the Business units especially for corporate banking business/ correspondent banking/ institution banking and/or custody services businesses preferred.
· Knowledge of regulatory requirements in relation to corporate banking business in Hong Kong and China.
· Experience in developing and implementing a consistent FCC framework across the business.
· Qualifications in law, accounting, commerce/business or related disciplines; recognised professional qualifications incl. CAMS/AAMLP or equivalent qualifications preferred.
· Good interpersonal and communication skills.
· Fluent written and spoken Cantonese, Mandarin and English language skills preferred.


- Bachelor Degree or above



- 4 to 6 years of relevant experience

Knowledge & Skills