Share this Job

Business Compliance Officer

Posting Date:  Aug 5, 2022

Hong Kong, HK

Employment Status:  Permanent
Department:  Institutions Department
Job Description: 

Job Responsibilities

  • Provide support to Internal Compliance Manager ("ICM") of the department and compliance team
  • ICM role is acting as 1.5 line of defence in between the business function and compliance functions
  • Prepare regular reports to remind OIC on all compliance/risk functions requirements to avoid potential non-compliance
  • As back-up of ICM while ICM is on leave or not available
  • Perform compliance/risk function related ad-hoc projects

Job Requirements

  • Bachelor Degree holder
  • At least 2 years’ experience in banking / financial institutions with business compliance/KYC experience preferred
  • Good communication and interpersonal skills
  • Self-motivated, independent and able to work under pressure
  • Good command of both written and spoken English and Chinese including Putonghua 
  • Good knowledge in using Excel for data management and reporting