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Business Management Manager (Compliance and AML focused), Corporate Banking

Posting Date:  Mar 4, 2023

Hong Kong, HK

Employment Status:  Permanent
Department:  Corporate Banking Department
Job Description: 

Job Responsibilities

  • Perform AML, CDD & Internal Control Reviews and inspections, conduct risk based on-site or off-site interviews and inspections to assess the effectiveness of internal control framework
  • Identify, inspect, and report internal control weaknesses and recommend corrective actions or enhancements for implementation, monitor and evaluate the effectivess and efficiency of the remediation implemented
  • Promote and monitor the effective implementation of external regulatory rules and the Bank’s internal policies and procedures
  • Perform gap analysis to fulfill regulatory requirements, formulate and improve the department’s operation manual and operating procedures
  • Timely report non-compliance risk incidents to the Internal Control and Compliance Department of the Bank
  • Cooperate with regulatory authorities and the Bank to carry out internal and external inspections
  • Carry out compliance risk monitoring of various products, businesses and management activities. Conduct self-checking for the departments’ business activities and operation processes
  • Organize and provide training, guidance and operation procedures to the Department
  • Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department

Job Requirements

  • University graduate
  • 3  to 8 years of corporate banking or legal and compliance department experience
  • Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
  • A good command of written and spoken English, Cantonese and Mandarin
  • Familiar with corporate banking’s operation procedures and customer due diligence is preferred