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Compliance Manager, Consumer Finance Department

Posting Date:  Jan 5, 2023
Location: 

Hong Kong, HK

Employment Status:  Permanent
Department:  Consumer Finance Department
Job Description: 

Job Summary

Seeking for a Compliance Manager to join the Risk and System Management team in our Consumer Finance Department.

Candidate should have sound banking operation and regulatory knowledge in providing compliance advice on lending products, and responsible for:

  • follow-up the regulatory requirements and requests to ensure they could be completed within regulatory deadlines,
  • implementation and completion of compliance works in accordance with regulatory instruction
  • conducting risk and compliance monitoring, review and self assessment to mitigate potential risk and propose relevant control measures and recommendations
  • providing insights on the performance for continuous improvement on the control of compliance and risk management
  • assist internal parties in completing assessment and audit tasks.

Job Responsibilities

  • Provide compliance advisory services on lending products
  • Conduct compliance and risk control matters
  • Communicate with internal counterparties and regulatory authority
  • Provide compliance training regarding the latest and existing regulatory requirements and expectations
  • Participate in ad-hoc projects as assigned

 

Requirements 

  • University graduate with major in Finance, Business or related disciplines
  • Minimum 3 years of practical experiences in banking industry
  • Familiar with HKMA’s guidelines and requirements
  • Experience in communicating with internal auditors
  • Knowledge in unsecured lending products is preferred
  • Proficient in spoken and written English & Chinese (including Putonghua)

Education

- Bachelor Degree or above

Qualification

Experience

- 4 to 6 years of relevant experience

Knowledge & Skills