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Senior Officer to Deputy Manager (Bond Counterparty On-boarding)

Posting Date:  Mar 30, 2021

Hong Kong, HK

Employment Status:  Permanent
Department:  Global Capital Financing Department
Job Description: 

Job Responsibilities

  • Report to the head of General Administration Section under GCF
  • Responsible for handling on-boarding KYC, AML checking and annual review of our bond investor accounts Perform customer due diligence to ensure client account opening documents are complied with our internal guidelines and the regulatory requirements
  • Facilitate the approval of Risk Assessment Form (eRAF) completed by our counterparties, review the approval of bond settlement limit and liaise with relevant parties for system code setting
  • Act as the Compliance Manager of the department
  • Perform duties as assigned by supervisors

Job Requirements

  • Bachelor degree or above
  • 2 years’ relevant experience in corporate / FI account opening
  • Strong Knowledge in CDD, KYC and AML knowledge
  • Strong self-motivation and good communication skills, with ability to work independently
  • Conversant with MS Word, Excel and Chinese word processing
  • Good command of written & spoken English and Chinese, including Putonghua