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Senior Officer to Manager, Business Support, Custody Services Department

Posting Date:  May 20, 2023

Hong Kong, HK

Employment Status:  Permanent
Department:  Custody Services Department
Job Description: 

Job Responsibilities

  • Review and comment fund administration / custodian agreements, funds offering documents and clients’ KYC and CDD documents
  • Coordinate with fund managers and internal teams to finalize fund documents, fund administration /custodian agreements and related OM within prescribed timeframe
  • Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations.
  • Client onboarding management
  • Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
  • Report trustee and fiduciary matters to Trustee director
  • Other Compliance related issues

Job Requirements

  • University graduate in Law/Business/Economics/Compliance/CPA
  • At least 2 years of related working experience
  • Experience in reviewing KYC documents preferred
  • Good knowledge in private fund, custodian services or SFC authorized funds
  • Good understanding of SFC authorized funds regulations and Cayman funds regulations