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Senior Officer to Manager, Business Support, Custody Services Department
Posting Date:
May 20, 2023
Location:
Hong Kong, HK
Employment Status:
Permanent
Department:
Custody Services Department
Job Description:
Job Responsibilities
- Review and comment fund administration / custodian agreements, funds offering documents and clients’ KYC and CDD documents
- Coordinate with fund managers and internal teams to finalize fund documents, fund administration /custodian agreements and related OM within prescribed timeframe
- Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations.
- Client onboarding management
- Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
- Report trustee and fiduciary matters to Trustee director
- Other Compliance related issues
Job Requirements
- University graduate in Law/Business/Economics/Compliance/CPA
- At least 2 years of related working experience
- Experience in reviewing KYC documents preferred
- Good knowledge in private fund, custodian services or SFC authorized funds
- Good understanding of SFC authorized funds regulations and Cayman funds regulations