Share this Job

Manage to Senior Manager, Post Trade Compliance, CUD

Posting Date:  Apr 3, 2021
Location: 

Hong Kong, HK

Employment Status:  Permanent
Department:  Custody Services Department
Job Description: 
Job Responsibilities
  • Review and comment SFC-authorized or private Collective Investment Scheme constitutive documents and agreements
  • Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations.
  • Coordinate internal control of trustee/fund administrator and liaise with the internal/external auditor to ensure compliance of regulatory filing is completed within prescribed timeframe
  • Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
  • Report trustee and fiduciary matters to Trustee director
  • Handle compliance issues process
Job Requirements
  • Degree holder in Law/Business/Economics/Compliance/CPA
  • 3-8 years of related working experience
  • Good knowledge of public/private collective investment schemes
  • Good understanding of Fund Strategies and related rules of risk
  • Fluent in spoken and written English & Chinese, including Putonghua
  • Candidate with more experience will be considered as Trust Compliance Manager