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Manage to Senior Manager, Post Trade Compliance, CUD
Posting Date:
Apr 3, 2021
Location:
Hong Kong, HK
Employment Status:
Permanent
Department:
Custody Services Department
Job Description:
Job Responsibilities
- Review and comment SFC-authorized or private Collective Investment Scheme constitutive documents and agreements
- Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations.
- Coordinate internal control of trustee/fund administrator and liaise with the internal/external auditor to ensure compliance of regulatory filing is completed within prescribed timeframe
- Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
- Report trustee and fiduciary matters to Trustee director
- Handle compliance issues process
Job Requirements
- Degree holder in Law/Business/Economics/Compliance/CPA
- 3-8 years of related working experience
- Good knowledge of public/private collective investment schemes
- Good understanding of Fund Strategies and related rules of risk
- Fluent in spoken and written English & Chinese, including Putonghua
- Candidate with more experience will be considered as Trust Compliance Manager